Too much trouble, or bad for business? The private sector’s attitude to an effort to improve patient safety

Colin Leys | November 12, 2018 | Blog


A commentary on the findings of an enquiry by the Royal College of Anaesthetists into how well prepared hospitals are to deal with perioperative anaphylaxis shock.

Anaesthesia, Surgery and Life-Threatening Allergic Reactions - Report and findings of the Royal College of Anaesthetists' 6th National Audit Project

The full NAP6: Perioperative Anaphylaxis report is available to download at https://www.niaa.org.uk/NAP6Report

Every few years the Royal College of Anaesthetists (RCoA) conducts a nation-wide review of its members’ experience of dealing with a specific condition, with a view to improving practice and enhancing patient safety. The sixth of these audits (‘NAP6’)[1]Anaesthesia, Surgery and Life-Threatening Allergic Reactions: Report and findings of the Royal College of Anaesthetists’ Sixth National Audit Project: Perioperative Anaphylaxis. https://www.niaa.org.uk/NAP6Report reported in May this year. It focussed on perioperative anaphylactic shock[2]‘Perioperative’ means ‘the time period of a patient’s surgical procedure. It commonly includes ward admission, anaesthesia, surgery, and recovery’ – Wikipedia. ‘Anaphylactic shock’ is ‘a severe life-threatening generalised or systemic hypersensitivity reaction’ , usually allergic – Report, page 9. – an unpredictable, sudden and life-threatening reaction, mainly to one or more of the drugs used by anaesthetists during operations. For the first time it was decided to include private hospitals in the audit. But the great majority of them (87%) declined to take part.

Does this matter? Anaphylactic shock during surgery is rare: no more than one case (or perhaps 1.7 cases, if likely under-reporting is taken into account) in every 10,000 operations, and only 3.8% of cases are fatal. But the risk rises with age, which is also when people start having hip and knee replacements, and more than a third of all NHS hip and knee replacements are now being done in private hospitals. The authors of the report suspect that about a third of all cases of perioperative anaphylactic shock may be expected to occur in private hospitals.[3]Report, page 11. This expectation is based on the estimated private hospital share of all surgical procedures which involve anaesthetists. When that happens the risk to the patient is increased by the factors that make all private hospitals riskier than NHS hospitals when things go wrong – especially when life-saving action needs to be taken within minutes. In the words of the report’s authors, “anaphylaxis requires expert, timely, coordinated resuscitation, teamworking [and] critical care for up to 48 hours[4]From slide 14 in the powerpoint presentation of the report at https://www.nationalauditprojects.org.uk/NAP6-Presentations#pt . The further quotations here are from Chapter 23 of the Report. But in private hospitals, where anaesthetists work ‘solo’, this may be difficult or impossible to provide:

In contrast to NHS hospitals, where an anaesthetist in training may join a consultant and where many theatres are generally active simultaneously, this is less likely to be the case in independent sector hospitals, particularly in small units. In most cases anaesthetists will work individually and there may or may not be other anaesthetists present. If they are present, they may or may not be known to each other. When life-threatening anaphylaxis occurs, resuscitation may require more than one person, and sometimes more than one anaesthetist may be necessary. This is particularly so if there are airway complications or cardiac arrest during perioperative anaphylaxis.

In addition, most private hospitals have no critical care facilities, so that ‘prompt involvement of a specialist intensivist or anaesthetist with the requisite skills may not be easy in an independent sector setting’. And transferring a patient who has become critically ill to a hospital which does provide intensive care is also risky, since ‘not all anaesthetists are skilled in managing transport of critically ill patients’.

Given such concerns, the authors of the report said they were surprised that after the RCoA had written on multiple occasions to all 304 private hospitals, and the President of the RCoA had written twice to the chief executives of the hospital companies, many hospitals failed even to reply, and only 13% agreed to participate. They also express surprise at one of the reasons some private hospitals gave for not participating:

Several independent sector respondents noted that they had concerns about reporting data that might be considered ‘competitive’. It is difficult to understand why the sharing of information about adverse incidents in a national audit such as NAP6 can be deemed to be commercially or competitively sensitive.

They may also have found it difficult to believe that any hospital would weigh potential commercial advantage against the chance of reducing risks to patients.

Also troubling was another reason for not participating given by some large private hospitals, namely:

The large number of anaesthetists with practising privileges to the hospital (in one case more than 200) and the variability of their presence at the hospital, meaning that dissemination of relevant information and tracing responses was impractical.

As the authors note, this has already been raised as a safety risk by the Care Quality Commission. They add, without comment, that

The largest hospital (in terms of consultants with practising privileges) provided a full range of anaesthetic services. It had no anaphylaxis lead, no access to guidelines in theatres, no anaphylaxis pack, and no guidelines or pathways for investigation or referral of cases of perioperative anaphylaxis.

In other words being a patient in such a large private hospital does not mean being as safe as you could be, if you are unlucky enough to suffer perioperative anaphylactic shock.

Because the number of private hospitals that did participate in the audit was so small, no quantitative conclusions could be drawn from their data. All that could be said was that a total of seven cases of perioperative anaphylactic shock did occur in these hospitals during the audit period, mostly with older patients undergoing orthopaedic surgery.

The report recommends that NHS commissioners of care, and the CQC and its inspectors, ‘should ensure that these hospitals, and the patients undergoing care in them, are included in national audits and registries’; and also that this obligation should also apply to the anaesthetists working in them. It points out that

NHS-funded patients receiving care in independent sector hospitals should receive the same quality of routine and emergency care as NHS patients in NHS hospitals and, of course, these standards should also apply to privately-funded patients. It is also logical that the care provided in independent sector hospitals, particularly when NHS-funded, should be subject to the same degree of audit and quality assurance as NHS hospital care.

In short, the failure of private hospitals to participate threatens the safety of more than half a million NHS patients every year, as well as private patients. Participation in all national audits needs to be a condition of registration with the CQC for private hospitals, and a condition of membership of the RCoA for anaesthetists who practice at them. But the reality is that the safety risks will only truly disappear when the archaic practice of operating ‘solo’, on which the UK private sector’s business model depends, is finally recognised to be indefensible.

References   [ + ]

1. Anaesthesia, Surgery and Life-Threatening Allergic Reactions: Report and findings of the Royal College of Anaesthetists’ Sixth National Audit Project: Perioperative Anaphylaxis. https://www.niaa.org.uk/NAP6Report
2. ‘Perioperative’ means ‘the time period of a patient’s surgical procedure. It commonly includes ward admission, anaesthesia, surgery, and recovery’ – Wikipedia. ‘Anaphylactic shock’ is ‘a severe life-threatening generalised or systemic hypersensitivity reaction’ , usually allergic – Report, page 9.
3. Report, page 11. This expectation is based on the estimated private hospital share of all surgical procedures which involve anaesthetists.
4. From slide 14 in the powerpoint presentation of the report at https://www.nationalauditprojects.org.uk/NAP6-Presentations#pt . The further quotations here are from Chapter 23 of the Report

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About the author

Colin Leys

Colin Leys

Colin is an emeritus professor at Queen’s University, Canada, and an honorary professor at Goldsmiths, University of London. Since 2000 he has written extensively on health policy. He is co-author with Stewart Player of Confuse and Conceal: the NHS and Independent Sector Treatment Centres.See all posts by Colin Leys